Financial Planner Interview Questions


A Financial Planner has to have thorough knowledge of the Financial Services industry and proficient in all the aspects of Financial Planning. A financial planner interview questions helps analyze the financial skills of the person related to wealth management and wealth creation. The candidate is also expected to possess excellent communication and inter-personal skills to be selected for this position.

Sample Financial Planner Interview Questions

  • For how long you have been part of the Financial Services Industry?
  • Walk us through your resume?
  • Have you done Chartered Financial Analyst Levels 1, 2 and 3 already or do you plan to do the same in the near future?
  • What are the qualities needed to become a strong financial planner in an organization?
  • How do you fit yourself into the role of a financial planner if selected for this job?
  • Can you list out the recent changes that have been enforced by the government related to the financial markets?
  • Do you track markets and how frequently?
  • What is the difference in roles of a financial advisor and a financial planner?
  • If a client has some idle money how will you design the investment portfolio for the client? Explain with a notional example?
  • What is your opinion about annuities?
  • What is bond portfolio?
  • How will you design a retirement plan for a 32 years old person? Explain with an illustration?
  • What are your personal financial goals?
  • What is the difference between passive investing and active investing?
  • What steps will you take to protect the interests of a client while investing their funds?

Category: Finance Interview Questions

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